Phase I/ II Trial Combining PD-1 Inhibition and Neoadjuvant Proton or Photon Radiation Therapy in Recurrent Head and Neck Squamous Cell Carcinoma

Trial statusRecruiting
Trial phasePhase 1, Phase 2
Trial typeInterventional
Biological sexAll
Age18+
SponsorUniversity of Cincinnati

About this trial

The purpose of the Phase I study is to see if it is safe to use X-ray photon radiation (XRT) and proton radiation (PT) before surgery in patients with recurrent head and neck squamous cell carcinoma (rHNSCC).

The purpose of the Phase II study is to see if using XRT or PT before immunotherapy (pembrolizumab) prior to surgery benefits patients with recurrent head and neck squamous cell carcinoma (rHNSCC).

Eligibility criteria

This trial does not accept healthy volunteers

Qualifiers

Patients must have histologically or cytologically confirmed recurrent head and neck squamous cell carcinoma including oral cavity, laryngeal, hypopharyngeal, or oropharyngeal (HPV-) SCC.

Patients must be a candidate for salvage surgical resection.

Patients must have failed prior RT >6 months prior to recurrence with at least 30 Gy delivered to the current target volume.

Disease must be limited to a single site or adjacent sites that can be treated in a single contiguous target volume for which the maximum total tumor dimension (GTV) must be <7 cm.

Disqualifiers

Patients who have metastatic disease.

Patients who have ongoing adverse events from prior anti-cancer therapy that would preclude completion of the proposed study treatment at the opinion of the treating investigators.

Patients who are receiving any other investigational agents. Patients who have received other investigational agents previously who are no longer receiving these investigational agents may be eligible at the discretion of the PI.

Prior treatment with PD-1 inhibitors in the last 6 months or progression on a PD-1 inhibitor at any time.

Trial design

Design model

Parallel

Treatments tested in this trial

  • Proton therapy

    Radiation

    Proton therapy is a type of radiation therapy that uses protons rather than x-rays. It painlessly delivers radiation to treat some types of cancer.

  • Pembrolizumab

    Drug

    PDL-1 immunotherapy drug

Treatment groups

40 Participants
are divided into 2 treatment groups
Group A: Standard Radiation TherapyActive comparator 1 intervention
Group B: Photon TherapyExperimental treatment 2 interventions

Trial outcomes

Primary outcomes

1

Dose Limiting Toxicity (DLT) Evaluation defined as the number of subjects experiencing a major, non-grade 5 adverse event as defined by CTCAE v6 or a grade 5 adverse event as defined by CTCAE 6.

To determine DLTs during Phase I to determine the recommended Phase 2 dose. A DLT is defined as experiencing ≥ Gr 4 AEs prior to surgery, a delay in surgery past 5 wks from RT, or ≥ Gr 4 surgical complications or Grade 5 adverse events are defined as deaths occurring during the study period, regardless of attribution, as assessed using CTCAE v6.0 criteria.

Time frame
From the initiation of study treatment to 28 days post resection.
2

Major Pathologic Response (MPR) defined as less than 10% viable tumor on resected tumor specimen.

To determine the major pathological response (MPR) in patients undergoing neoadjuvant X-ray photon radiation (XRT) or proton radiation (PT) with pembrolizumab followed by surgical salvage compared to a historical control group undergoing salvage surgery with PD-1 alone.

Time frame
Surgery - Week 4

Secondary outcomes

1

Disease Free Survival as measured from time of surgery until either disease recurrence or death from any cause.

To determine the disease-free survival (DFS) in patients undergoing neoadjuvant XRT or PT followed by surgical salvage compared to a historical control group undergoing salvage surgery alone. DFS is defined as the duration from time of surgery until either disease progression, recurrence or death due to any cause.

Time frame
Surgery - Week 4 through 5 years
2

Safety using CTCAE v6.0 and toxicity evaluation.

To determine the safety of neoadjuvant pembrolizumab combined with XRT or PT prior to salvage surgery.

Time frame
5 years

Other outcomes

1

Percent immune cell infiltration in tumors or microenvironment in patients undergoing neoadjuvant XRT or PT followed by surgical salvage determined by IHC and/or IF and/or Flow Cytometry.

To determine immunological changes in the tumor and microenvironment in patients undergoing neoadjuvant XRT or PT followed by surgical salvage.

Time frame
Baseline (prior to radiotherapy) Cycle 1, Day 1 (Phase 1, post-radiotherapy) Cycle 1, Day 1 (Phase 2, post-radiotherapy and pembrolizumab initiation) Cycle 1, Day 22 Cycle 2, Day 1 Note: Neoadjuvant cycles are 28 days; adjuvant cycles are 42 days.
2

Overall survival (OS)

To determine the overall survival (OS) in patients undergoing neoadjuvant XRT or PT and PD-1 followed by surgical salvage compared to a historical control group undergoing salvage surgery alone.

Time frame
5 years
3

Overall response rate measured by RECIST criteria.

To determine the overall response rate by RECIST 1.1 after RT and PD-1.

Time frame
Week 4

Sponsors and contacts

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